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Financial Product Fundamental: Law, Business, Compliance (2 Volume Set)

ISBN: 9781402418983
Publisher: Practising Law Institute (PLI)
Edition: 2nd
Publication Date: 2013-01-16
Number of pages: 1222
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  • Regular price $498.74

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Financial Product Fundamentals is a clear, comprehensive, and easy-to-use reference that gives you a thorough understanding of the
regulations, benefits, advantages, pricing, distribution, marketing, and current and future viability of registered offerings. It includes
expert analysis of private placements, mutual funds, hedge funds, money market funds, exchange traded funds, real estate investment
trusts, international investment funds, variable insurance products, and other instruments.

Now in a new second edition, Financial Product Fundamentals has been completely revised to reflect the Dodd-Frank Act, SEC actions,
and other regulatory changes made to spur the economy and reform the financial markets. New material includes a discussion of the foreign
broker-dealer; and Rule 483 advertising, or advertising that can be done prior to delivery of a statutory or summary prospectus and
includes information that may be different from or in addition to that contained in the prospectus, so long as it does not conflict.

With the help of charts, tables, and other graphics, Financial Product Fundamentals helps you stay on top of securities laws applicable to
all of the different financial instruments.

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